Covered institutions will need to review their cybersecurity and incident response policies and procedures ahead of the applicable compliance deadline.
By Robert Blamires, Laura Ferrell, Daniel Filstrup, Jennifer Howes, and Sarah Zahedi
The Securities and Exchange Commission (SEC) recently1 adopted amendments to Regulation S-P that expand the scope of requirements applicable to brokers, dealers, investment companies, SEC-registered investment advisers, and foreign (non-resident) SEC-registered brokers, dealers, investment companies, and investment advisers (together, Covered Institutions) in order